SEC Form 4
\n FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549<\/p>\n
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP<\/p>\n
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940<\/p>\n
OMB APPROVALOMB Number:3235-0287Estimated average burdenhours per response:0.5Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
\n See<\/p>\n
Instruction 1(b).Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person*3333 DEPOSIT DRIVE NORTHEAST(Street)GRAND RAPIDS
\n\t\t\t\tMICHIGAN
\n\t\t\t49546(Country)2. Issuer Name and Ticker or Trading Symbol
\n
NORTHPOINTE BANCSHARES INC
\n [ NPB ]
\n 5. Relationship of Reporting Person(s) to Issuer
\n
(Check all applicable)XDirectorX10% OwnerXOfficer (give title below)Other (specify below)CHAIRMAN & CEO2a. Foreign Trading Symbol
\n\t\t
3. Date of Earliest Transaction
\n (Month\/Day\/Year)
04\/01\/20266. Individual or Joint\/Group Filing (Check Applicable Line)
\n Form filed by One Reporting PersonXForm filed by More than One Reporting Person4. If Amendment, Date of Original Filed
\n (Month\/Day\/Year)Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned1. Title of Security (Instr.
\n 3)
\n 2. Transaction Date
\n (Month\/Day\/Year)2A. Deemed Execution Date, if any
\n (Month\/Day\/Year)3. Transaction Code (Instr.
\n 8)
\n 4. Securities Acquired (A) or Disposed Of (D) (Instr.
\n 3, 4 and 5)
\n 5.
\n Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
\n 3 and 4)
\n 6. Ownership Form: Direct (D) or Indirect (I) (Instr.
\n 4)
\n 7. Nature of Indirect Beneficial Ownership (Instr.
\n 4)
\n CodeVAmount(A) or (D)PriceCommon Stock04\/01\/2026M49,560A$0104,456DCommon Stock04\/01\/2026M9,333A$0113,789DCommon Stock2,262,650IBy trustCommon Stock718,006IBy 401(k) PlanTable II – Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)1. Title of Derivative Security (Instr.
\n 3)
\n 2. Conversion or Exercise Price of Derivative Security
\n 3. Transaction Date
\n (Month\/Day\/Year)3A. Deemed Execution Date, if any
\n (Month\/Day\/Year)4. Transaction Code (Instr.
\n 8)
\n 5.
\n Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
\n 3, 4 and 5)
\n 6. Date Exercisable and Expiration Date
\n (Month\/Day\/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr.
\n 3 and 4)
\n 8. Price of Derivative Security (Instr.
\n 5)
\n 9.
\n Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
\n 4)
\n 10. Ownership Form: Direct (D) or Indirect (I) (Instr.
\n 4)
\n 11. Nature of Indirect Beneficial Ownership (Instr.
\n 4)
\n CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of SharesRestricted stock units04\/01\/2026M49,560<\/p>\n
Common Stock49,560$0158,570DRestricted stock units04\/01\/2026M9,333<\/p>\n
Common Stock9,333$018,667D1. Name and Address of Reporting Person*3333 DEPOSIT DRIVE NORTHEAST(Street)GRAND RAPIDS
\n\t\t\t\tMICHIGAN
\n\t\t\t49546
\n Relationship of Reporting Person(s) to Issuer
\n XDirectorX10% OwnerXOfficer (give title below)Other (specify below)CHAIRMAN & CEO1. Name and Address of Reporting Person*Charles A Williams TR Charles A Williams Trust3333 DEPOSIT DRIVE NORTHEAST(Street)GRAND RAPIDS
\n\t\t\t\tMICHIGAN
\n\t\t\t49546
\n Relationship of Reporting Person(s) to Issuer
\n DirectorX10% OwnerOfficer (give title below)Other (specify below)Explanation of Responses:Remarks:\/s\/ Kevin J. Comps, Attorney-in-Fact04\/02\/2026** Signature of Reporting PersonDateReminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.* If the form is filed by more than one reporting person,
\n see<\/p>\n
Instruction
\n 4<\/p>\n
(b)(v).** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
\n See<\/p>\n
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
\n see<\/p>\n
Instruction 6 for procedure.Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.* Form 4: SEC 1474 (03-26)<\/p>\n","protected":false},"excerpt":{"rendered":"SEC Form 4 FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP…\n","protected":false},"author":2,"featured_media":669729,"comment_status":"","ping_status":"","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[2302],"tags":[5,85143,85142,77942,85139,2353,10694,2352,85140,85141],"class_list":{"0":"post-669728","1":"post","2":"type-post","3":"status-publish","4":"format-standard","5":"has-post-thumbnail","7":"category-npb","8":"tag-baseball","9":"tag-ceo-holdings","10":"tag-derivative-exercise","11":"tag-form-4","12":"tag-insider-transaction","13":"tag-nippon-professional-baseball","14":"tag-northpointe-bancshares","15":"tag-npb","16":"tag-restricted-stock-units","17":"tag-rsus"},"share_on_mastodon":{"url":"https:\/\/channels.im\/@mlb\/116367589048786473","error":""},"_links":{"self":[{"href":"https:\/\/www.rawchili.com\/mlb\/wp-json\/wp\/v2\/posts\/669728","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.rawchili.com\/mlb\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.rawchili.com\/mlb\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.rawchili.com\/mlb\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.rawchili.com\/mlb\/wp-json\/wp\/v2\/comments?post=669728"}],"version-history":[{"count":0,"href":"https:\/\/www.rawchili.com\/mlb\/wp-json\/wp\/v2\/posts\/669728\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.rawchili.com\/mlb\/wp-json\/wp\/v2\/media\/669729"}],"wp:attachment":[{"href":"https:\/\/www.rawchili.com\/mlb\/wp-json\/wp\/v2\/media?parent=669728"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.rawchili.com\/mlb\/wp-json\/wp\/v2\/categories?post=669728"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.rawchili.com\/mlb\/wp-json\/wp\/v2\/tags?post=669728"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}